Uniform Securities Agent State Law Exam License Exam Manual (Series: Series 63 License Exam Manual (Edition 2) (Paperback)

The "Series 63: Uniform Securities Agent" LEM prepares representatives for registration as uniform securities agents with their states. The Series 63, in addition to a Series 6 or 7, qualifies an individual to sell securities and is designed to identify the unique registration issues and prohibited practices defined by the Uniform Securities Act (USA). It presents numerous case studies and examples to clarify complex legal language.

Paperback, Kaplan, 2007, ISBN# 1427758042